UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
2021 RSU - Stock (1) | (1) | (1) | Common Stock | 15,998 | $ (2) | D | |
2021 RSU - Stock (Retention Award) (3) | (3) | (3) | Common Stock | 16,408 | $ (2) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Haggard Kevin 2000 W. SAM HOUSTON PKWY S. SUITE 2000 HOUSTON, TX 77042 |
Senior VP & CFO |
/s/ Kevin Haggard, by Michol L. Ecklund, Attorney-in-Fact | 05/17/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As previously reported on Form 8-K dated May 11, 2021, this award was granted to Mr. Haggard on May 10, 2021, when he joined Callon Petroleum Company. The award is subject to three-year ratable vesting with one-third of the restricted stock units ("RSUs") vesting annually. The first tranche will vest on April 1, 2022. The second tranche will vest on April 1, 2023. The third and final tranche will vest on April 1, 2024. |
(2) | RSUs convert into common stock on a one-for-one basis. |
(3) | As previously reported on Form 8-K dated May 11, 2021, this award was granted to Mr. Haggard on May 10, 2021, when he joined Callon Petroleum Company. The RSUs cliff vest in full on June, 1, 2024. |